Practitioner's Guide to Conflicts of Interest in the Financial Services Industry (City Financial) (Paperback)
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Practitioner s Guide to Conflicts of Interest in the Financial Services Industry (Paperback) (2012)
EN PB NW
ISBN: 9780414049413 bzw. 0414049411, in Englisch, Sweet Maxwell Ltd, United Kingdom, Taschenbuch, neu.
Lieferung aus: Vereinigtes Königreich Großbritannien und Nordirland, Free shipping.
Von Händler/Antiquariat, The Book Depository [54837791], London, United Kingdom.
Language: N/A. Brand New Book. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered.The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg.
Von Händler/Antiquariat, The Book Depository [54837791], London, United Kingdom.
Language: N/A. Brand New Book. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered.The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg.
2
Practitioner's Guide to Conflicts of Interest in the Financial Services Industry (2012)
EN PB US
ISBN: 9780414049413 bzw. 0414049411, in Englisch, 366 Seiten, Sweet & Maxwell, Taschenbuch, gebraucht.
Lieferung aus: Vereinigte Staaten von Amerika, Usually ships in 1-2 business days.
Von Händler/Antiquariat, Ria Christie Collections.
A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered.The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg. Paperback, Edition: New ed. Label: Sweet & Maxwell, Sweet & Maxwell, Product group: Book, Published: 2012-07-01, Studio: Sweet & Maxwell, Sales rank: 4939922.
Von Händler/Antiquariat, Ria Christie Collections.
A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered.The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg. Paperback, Edition: New ed. Label: Sweet & Maxwell, Sweet & Maxwell, Product group: Book, Published: 2012-07-01, Studio: Sweet & Maxwell, Sales rank: 4939922.
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Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
EN PB NW
ISBN: 9780414049413 bzw. 0414049411, in Englisch, Taschenbuch, neu.
Lieferung aus: Vereinigtes Königreich Großbritannien und Nordirland, Shipping costs to: USA.
Von Händler/Antiquariat, Ria Christie Collections.
Paperback. New. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of intere.
Von Händler/Antiquariat, Ria Christie Collections.
Paperback. New. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of intere.
4
Practitioner's Guide to Conflicts of Interest in the Financial Services Industry (2012)
EN NW
ISBN: 9780414049413 bzw. 0414049411, in Englisch, Sweet and Maxwell Ltd, neu.
Von Händler/Antiquariat, Books2Anywhere [190245], Fairford, GLOS, United Kingdom.
New Book. Shipped from UK in 4 to 14 days. Established seller since 2000.
New Book. Shipped from UK in 4 to 14 days. Established seller since 2000.
5
Symbolbild
A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
EN PB NW
ISBN: 9780414049413 bzw. 0414049411, in Englisch, Sweet and Maxwell, Taschenbuch, neu.
Lieferung aus: Vereinigte Staaten von Amerika, Shipping costs to: USA.
Von Händler/Antiquariat, Cold Books.
Sweet and Maxwell . softcover. New. pp. 366.
Von Händler/Antiquariat, Cold Books.
Sweet and Maxwell . softcover. New. pp. 366.
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